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SBSTTA 5 Recommendation V/9
Retired sections:

Agricultural biological diversity: assessment of ongoing activities and priorities for a programme of work

The Subsidiary Body on Scientific, Technical and Technological Advice recommends that the Conference of the Parties at its fifth meeting:

1. Endorses the programme elements, contained in the annex to this recommendation, contributing to the implementation of decision III/11 of the Conference of the Parties;

2. Urges Parties, Governments, international and regional organizations, civil-society organizations and other relevant bodies to promote, and, as appropriate, carry out, the programme of work and to promote regional and thematic cooperation, as appropriate, within this framework;

3. Considers the need for arrangements to provide financial support, in accordance with Article 21 of the Convention, for activities and capacity building for the implementation of the programme of work;

4. Requests the Executive Secretary to invite the Food and Agriculture Organization of the United Nations to continue to work together with other relevant bodies, and also to expand cooperation by inviting other relevant organizations (such as the United Nations Development Programme, the United Nations Environment Programme, the World Bank, regional development banks, the centres of the Consultative Group on International Agricultural Research and other international agricultural research centres, and IUCN-The World Conservation Union), in supporting the implementation of the programme of work, and to avoid duplication of activities.

Annex

DRAFT PROGRAMME OF WORK ON AGRICULTURAL BIODIVERSITY

A. Overall objectives, approach and guiding principles

1. The overall aim of the programme of work is to promote the objectives of the Convention in the area of agricultural biodiversity, in line with relevant decisions of the Conference of Parties, notably decisions II/15, III/11 and IV/6. This programme of work will also contribute to the implementation of chapter 14 of Agenda 21 (Sustainable agriculture and rural development). The scope of agricultural biodiversity is described in the appendix hereto.

2. More specifically, the objectives, as spelt out in paragraph 1 of decision III/11 of the Conference of the Parties to the Convention on Biological Diversity, are:

(a) To promote the positive effects and mitigate the negative impacts of agricultural systems and practices on biological diversity in agro-ecosystems and their interface with other ecosystems;

(b) To promote the conservation and sustainable use of genetic resources of actual and potential value for food and agriculture;

(c) To promote the fair and equitable sharing of benefits arising out of the use of genetic resources.

3. The proposed elements of the programme of work have been developed bearing in mind the need:

(a) To support the development of national strategies, programmes and action plans concerning agricultural biodiversity, in line with decision III/11 of the Conference of the Parties to the Convention on Biological Diversity, and to promote their integration in sectoral and cross-sectoral plans, programmes and policies;

(b) To build upon existing international plans of action, programmes and strategies that have been agreed by countries, in particular, the Global Plan of Action for the Conservation and Sustainable Utilization of Plant Genetic Resources for Food and Agriculture, the Global Strategy for the Management of Farm Animal Genetic Resources, and the International Plant Protection Convention (IPPC);

(c) To ensure harmony with the other relevant programmes of work under the Convention on Biological Diversity, including those relating to forest biological diversity, inland water biological diversity, marine and coastal biological diversity, and dry and sub-humid lands, as well as with cross-cutting issues such as access and benefit-sharing, sustainable use, indicators, alien species, the Global Taxonomy Initiative, and issues related to Article 8(j);

(d) To promote synergy and coordination, and to avoid duplication, between relevant programmes of various international organizations and between programmes at the national and regional levels established under the auspices of international organizations, while respecting the mandates and existing programmes of work of each organization and the intergovernmental authority of the respective governing bodies, commissions and other forums.

4. In implementing the programme of work, the ecosystem approach adopted under the Convention on Biological Diversity will be applied. The application of this approach implies, inter alia, intersectoral cooperation, decentralization of management to the lowest level appropriate, equitable distribution of benefits, and the use of adaptive management policies that can deal with uncertainties and are modified in the light of experience and changing conditions. The implementation process will also build upon the knowledge, innovations and practices of local communities and thus complement Article 8(j) of the Convention. A multi-disciplinary approach that takes into account scientific, social and economic issues is required.

5. The proposed programme of work has been developed in the light of the basis for action annexed to decision III/11. Its implementation, particularly the implementation of programme element 1, will shed further light on the status and trends of agricultural biodiversity.

B. Proposed elements of a programme of work

6. Based on the above, the following elements for a programme of work are proposed as options to be considered by the Conference of the Parties. It is important to note that the four programme elements are intended to be mutually reinforcing: outputs of certain elements would feed into others. Accordingly, the ordering of the elements does not imply sequential implementation. However prioritization of activities within each programme element will be necessary as set out in the sections on ways and means and timing of expected outputs. Within the framework of this programme of work, targeted cooperative initiatives may be launched. For example, an "International Pollinators Initiative" is proposed based on the recommendations of the Sao Paulo International Workshop on the Conservation and Sustainable Use of Pollinators in Agriculture, with Emphasis on Bees.

Programme element 1. Assessments

Operational objective

To provide a comprehensive analysis of status and trends of the world's agricultural biodiversity and of their underlying causes (including a focus on the goods and services agricultural biodiversity provides), as well of local knowledge of its management.

Rationale

Processes for country-driven assessments are in place, or under development, for the crop and farm-animal genetic resources components. The assessments draw upon, and contribute to, comprehensive data and information systems. There is also much information about resources that provide the basis for agriculture (soil, water), and about land cover and use, climatic and agro-ecological zones. However, further assessments may be needed, for example, for microbial genetic resources, for the ecosystem services provided by agricultural biodiversity such as nutrient cycling, pest and disease regulation and pollination, and for social and economic aspects related to agricultural biodiversity. Understanding of the underlying causes of the loss of agricultural biodiversity is limited, as is understanding of the consequences of such loss for the functioning of agricultural ecosystems. Moreover, the assessments of the various components are conducted separately; there is no integrated assessment of agricultural biodiversity as a whole. There is also lack of widely accepted indicators of agricultural biodiversity and its various components. The further development and application of such indicators, as well as assessment methodologies, are necessary to allow an analysis of the status and trends of agricultural biodiversity and its various components and to facilitate the identification of biodiversity-friendly agricultural practices (see programme element 2).

Activities

1.1. Support the ongoing or planned assessments of different components of agricultural biodiversity, for example, the reports on the state of the world's plant genetic resources for food and agriculture, 2/ and the state of the world's animal genetic resources for food and agriculture, as well as other relevant reports and assessments by FAO and other organizations, elaborated in a country-driven manner through consultative processes.

1.2. Promote and develop specific assessments of additional components of agricultural biodiversity that provide ecological services, drawing upon the outputs of programme element 2. This might include targeted assessments on priority areas (for example, loss of pollinators, pest management and nutrient cycling).

1.3. Develop methods and techniques for assessing and monitoring the status and trends of agricultural biodiversity, including:

(a) For a limited set of criteria, indicators of agricultural biodiversity to facilitate monitoring and assessment of the status and trends in different production systems and environments, and the impacts of various practices, building wherever possible on existing work, in accordance with SBSTTA recommendation V/11, on the development of indicators on biological diversity;

(b) An agreed terminology and classification for agro-ecosystems and production systems to facilitate the comparison and synthesis of various assessments and monitoring of different components of agricultural biodiversity, at all levels and scales, between countries and partner organizations; 3/

(c) Data and information exchange on agricultural biodiversity, in particular through the clearing-house mechanism under the Convention on Biological Diversity, building on existing networks, databases, and information systems;

(d) Methodology for analysis of the trends of agricultural biodiversity and its underlying causes, including socio-economic causes.

Ways and means

Exchange and use of experiences, information and findings from the assessments shall be facilitated by Parties, Governments and networks with consultation between countries and institutions, including use of existing networks.

Country-driven assessments of genetic resources of importance for food and agriculture (activity 1.1) shall be implemented, including through programmes of FAO and in close collaboration with other organizations, such as CGIAR. Resources may need to be identified to support additional assessments (activity 1.2), which would draw upon elements of existing programmes of international organizations, and the outputs of programme element 2.

This programme element, particularly activity 1.3, will be supported through catalytic activities, building upon and bringing together existing programmes, in order to develop agricultural biodiversity indicators, agreed terminology, etc., through, inter alia, technical workshops, meetings and consultations, e-mail conferences, preparation of discussion papers, and travel. Funding of these catalytic activities would be through the Secretariat, with in-kind contributions from participating organizations.

Timing of expected outputs

A key set of standard questions and a menu of potential indicators of agricultural biodiversity that may be used by Parties at their national level, and agreed terminology of production environments by 2002.

Reports on the state of the world's genetic resources, as programmed, leading progressively towards a comprehensive assessment and understanding of agricultural biodiversity, with a focus on the goods and services it provides, by 2010.

Programme element 2. Adaptive management

Operational objective

To identify management practices, technologies and policies that promote the positive and mitigate the negative impacts of agriculture on biodiversity, and enhance productivity and the capacity to sustain livelihoods, by expanding knowledge, understanding and awareness of the multiple goods and services provided by the different levels and functions of agricultural biodiversity.

Rationale

There are large and fairly well-defined research agendas for genetic resources for food and agriculture. These include the development of complementary conservation and use strategies, and a focus on developing the conservation and use of under-utilized species. There are also an increasing number of case-studies on, for example, farm and in situ conservation of genetic resources, and community integrated pest management. However, far more understanding is needed of the multiple functions of biodiversity in production systems. Much more research is needed, for example, to examine the relationship between diversity, resilience and production in agro-ecosystems.

A blend of traditional and newer practices and technologies is used in agriculture, which utilize, or impact on, agricultural biodiversity in different ways, with particular consequences for biological diversity and for the sustainability and productivity of agricultural systems. A better understanding and application of these complex interactions could help to optimize the management of agricultural biodiversity in production systems.

Such work is essential in order to meet the objectives of decision III/11 of the Conference of the Parties to promote the positive and mitigate the negative impacts of agriculture on biological diversity, and enhance productivity and capacity to sustain livelihoods.

Activities

2.1. Carry out a series of case-studies, in a range of environments and production systems, and in each region:

(a) To identify key goods and services provided by agricultural biodiversity, needs for the conservation and sustainable use of components of this biological diversity in agricultural ecosystems, and threats to such diversity;

(b) To identify best management practices; and

(c) To monitor and assess the actual and potential impacts of existing and new agricultural technologies.

This activity would address the functions of agricultural biodiversity and the interaction between the various components, as set out in the appendix hereto with a focus on certain specific and cross-cutting issues, such as:

(a) The role and potential of wild, under-utilized and neglected species and products;

(b) The role of genetic diversity in providing resilience, reducing vulnerability, and enhancing adaptability of production systems to changing environments and needs;

(c) The synergies and interactions between different components of agricultural biodiversity;

(d) The role of pollinators, with particular reference to their economic benefits, and the effects of introduced species on indigenous pollinators and other aspects of biological diversity;

(e) The role of soil and other below-ground biodiversity in supporting agricultural production systems, especially in nutrient cycling;

(f) Pest and disease control mechanisms, including the role of natural enemies and other organisms at field and landscape levels, host plant resistance, and implications for agro-ecosystem management;

(g) The wider ecosystem services provided by agricultural biodiversity;

(h) The role of different temporal and spatial patterns in mosaics of land use, including complexes of different habitats;

(i) Possibilities of integrated landscape management as a means for the conservation and sustainable use of biodiversity.

2.2. Identify and promote the dissemination of information on cost-effective practices and technologies, and related policy and incentive measures that enhance the positive and mitigate the negative impacts of agriculture on biological diversity, productivity and capacity to sustain livelihoods, through:

(a) Comprehensive analyses in selected production systems of the costs and benefits of alternative management practices as identified from activity 2.1, and the valuation of the goods and services provided by agricultural biodiversity;

(b) Comprehensive analyses of the impacts of agricultural production, including their intensification and extensification, on the environment and identification of ways to mitigate negative and promote positive impacts;

(c) Identification, at international and national levels, in close collaboration with relevant international organizations, of appropriate marketing and trade policies, legal and economic measures which may support beneficial practices:

(i) Promotion of neglected and under-utilized crops;

(ii) Promotion of local and indigenous knowledge;

(iii) Measures to add value to products of production systems that sustain biodiversity, and to diversify market opportunities;

(iv) Access and benefit-sharing measures and intellectual property issues;

(v) Economically and socially sound measures that act as incentives, in accordance with Article 11 and consistent with Article 22; and

(vi) Training and capacity-building in support of the above.

Ways and means

Case-studies will be carried out by national institutions, civil-society organizations, and research institutes, with support from international organizations for catalysing preparation of studies, mobilizing funds, disseminating results, and facilitating feedback and lessons learned to case-study providers and policy makers. Resources may need to be identified to promote such studies, to analyse the results and to provide necessary capacity-building and human-resource development, especially at the inter-community or district level. Where a need is identified, for example, through lessons learned from earlier case-studies, the Subsidiary Body on Technical, Technological Advice or the Conference of the Parties will be consulted to consider the promotion of regional or global programmes of case-studies, or focused research activities.

Timing of expected outputs

Thirty selected case-studies published, analysed and disseminated by 2005. The case-studies should be representative of regional issues and prioritize best practices and lessons learned that can be broadly applied.

Programme element 3. Capacity-building

Operational objective

To strengthen the capacities of farmers, their communities, and organizations and other stakeholders, including agro-enterprises, to manage agricultural biodiversity so as to increase the benefits they derive from the sustainable use of agricultural biodiversity, and to promote increased awareness and responsible action.

Rationale

The management of agricultural biodiversity involves many stakeholders and often implies transfers of costs and benefits between stakeholder groups. It is therefore essential that mechanisms be developed not only to consult stakeholder groups, but also to facilitate their genuine participation in decision-making and in the sharing of benefits.

The sustainable management of agricultural biodiversity by farmers and their communities, in particular, is a prerequisite to achieving sustainable increases in food and livelihood security and to protecting natural resources. Decision III/11, paragraph 17 (c), of the Conference of the Parties encourages Parties to promote the "mobilization of farming communities, including indigenous and local communities for the development, maintenance and use of their knowledge and practices in the conservation and sustainable use of biological diversity in the agricultural sector". By paragraph 15 of the same decision, countries are encouraged "to set up and maintain local-level forums for farmers, researchers, extension workers and other stakeholders to evolve genuine partnerships". There is a largely unrealized potential to improve the management of various aspects of agricultural biodiversity at the level of the agro-ecosystem, through, for example, participatory breeding and selection strategies. Farmer groups, and other producer organizations, can be instrumental in furthering the interests of farmers in optimizing sustainable, diversified, production systems and consequently in promoting responsible actions concerning the conservation and sustainable use of agricultural biodiversity. Consumer organizations are also increasingly influential in this regard.

Activities

3.1 Promote enhanced capabilities to manage agricultural biodiversity by promoting partnerships among researchers, extension workers and farmers in research and development programmes for biological diversity conservation and sustainable use of biological diversity in agriculture. To achieve this, countries should be encouraged to set up and maintain, inter alia, local level forums for farmers, including indigenous farmers using traditional knowledge, researchers, extension workers and other stakeholders to evolve genuine partnerships, including training and education programmes.

3.2 Enhance the capacity of indigenous and local communities for the development of strategies and methodologies for in situ conservation, sustainable use and management of agricultural biological diversity, building on indigenous knowledge systems.

3.3. Provide opportunities for farmers and local communities, and other stakeholder groups, to participate in the development and implementation of national strategies, plans and programmes for agricultural biodiversity, through decentralized policies and plans, and local government structures.

3.4. Identify and promote possible improvements in the policy environment, including benefit-sharing arrangements and incentive measures, to support local-level management of agricultural biodiversity.

3.5 Promote awareness about the value and functions of agricultural biodiversity for sustainable productivity amongst producer organizations, agricultural cooperatives and enterprises, and consumers, with a view to promoting responsible practices.

3.6 Promote networks of farmers and farmers' organizations at regional level for exchange of information and experiences.

Ways and means

This programme element is to be implemented primarily through initiatives within countries, including through extension services, local government, educational and civil-society organizations, including farmer/producer and consumer organizations and mechanisms emphasizing farmer-farmer exchange. This programme element would engage the widest possible range of civil-society organizations, including those not normally linked to biodiversity initiatives.

Funding is likely to be on a project or programme basis. Catalytic support may need to be provided through national, regional and global programmes, organizations, facilities and funding mechanisms, in particular to support capacity-building, exchange and feedback of policy and market information, and of lessons learned from this and programme element 2, between local organizations and policy makers, nationally, regionally and globally.

Timing of expected outputs

Progressive establishment of local-level forums and regional networks, with a coverage target of at least 1,000 communities by 2010.

Examples at country level of operational mechanisms for participation by a wide range of stakeholder groups including civil-society organizations, by 2002.

Involvement of farmers and local communities in the majority of national programmes by 2010.

Programme element 4. Mainstreaming

Operational objective

To support the development of national plans or strategies for the conservation and sustainable use of agricultural biodiversity and to promote their mainstreaming and integration in sectoral and cross-sectoral plans and programmes.

Rationale

Many countries are now developing biodiversity strategies and action plans in the context of the Convention on Biological Diversity, and many also have a number of other policies, strategies and plans related to agriculture, the environment and national development. 4/ Moreover, countries have agreed on global action plans for major components of biological diversity, such as plant genetic resources for food and agriculture, and, in Agenda 21 and the World Food Summit Plan of Action, on plans for sustainable development and food security in general.

In most countries, activities related to agricultural biodiversity are undertaken primarily by ministries responsible for agriculture. There is clearly a need to mainstream the action plans for components of agricultural biodiversity in sectoral development plans concerned with food, agriculture, forestry and fisheries, and to promote synergy and avoid duplication between the plans for the various components. Together with other thematic programmes of work, this could contribute to the integration of biodiversity considerations in national plans.

Development and implementation of action plans requires reliable and accessible information, but many countries do not have well developed information, communication or early-warning systems or the capacity to respond to identified threats.

Activities

4.1. Support the institutional framework and policy and planning mechanisms for the mainstreaming of agricultural biodiversity in agricultural strategies and action plans, and its integration into wider strategies and plans for biological diversity, through:

(a) Support for relevant institutions in the conduct of assessments on the status and trends of agricultural biodiversity within the context of ongoing biodiversity and sectoral assessments;

(b) Development of policy and planning guidelines, and training materials, and support for capacity-building initiatives at policy, technical and local levels in agricultural and environmental forums for the development, implementation, monitoring and evaluation of policies, programmes and actions for the conservation and sustainable use of agricultural biodiversity; and

(c) Improved consultation, coordination, and information-sharing within countries among respective focal points and lead institutions, relevant technical committees and coordinating bodies, to promote synergy in the implementation of agreed plans of action and between ongoing assessments and intergovernmental processes.

4.2. Support the development or adaptation of relevant systems of information, early warning and communication to enable effective assessment of the state of agricultural biodiversity and threats to it, in support of national strategies and action plans, and of appropriate response mechanisms.

4.3. Promote public awareness of the goods and services provided by agricultural biological diversity, and the value and importance of such diversity for agriculture and for society in general.

4.4. Promote ongoing and planned activities for the conservation, on farm, in situ, and ex situ, in particular, in the countries of origin, of the variability of genetic resources for food and agriculture, including their wild relatives.

Ways and means

Activities would be implemented primarily at national level through enhanced communication, coordination mechanisms and planning processes that involve all stakeholder groups, facilitated by international organizations, and by funding mechanisms.

This programme element should draw upon the experience of ongoing programmes (such as UNEP's support to national biodiversity strategies and action plans) and a critical analysis of existing practice.

National, regional and international projects and programmes that address policy and institutional development within specific sectors should make provision, as appropriate, for integration across sectors. Similarly, the development of guidelines should be carried out within the context of the objectives of this programme element.

Resources may need to be identified to further develop or adapt early-warning systems, including the capacity to identify thresholds and action needed, and for pilot examples of effective and sustainable response mechanisms to address threats at local, national and supranational levels.

Timing of expected outputs

Progressively increased capacity at national level for information management, assessment and communication. Over 100 countries to participate in various assessments under activities 1.1 and 1.2 by 2005.

Coordination between sectoral assessments and plans of action at national level in the majority of countries by 2005.

Range of guidelines published at the international level (on topics to be determined according to needs at national and regional levels).

Appendix

THE SCOPE OF AGRICULTURAL BIODIVERSITY

1. Agricultural biodiversity is a broad term that includes all components of biological diversity of relevance to food and agriculture, and all components of biological diversity that constitute the agro-ecosystem: the variety and variability of animals, plants and micro-organisms, at the genetic, species and ecosystem levels, which are necessary to sustain key functions of the agro-ecosystem, its structure and processes,in accordance with annex I of decision III/11 of the Conference of the Parties to the Convention on Biological Diversity.

2. The Conference of Parties has recognized "the special nature of agricultural biodiversity, its distinctive features, and problems needing distinctive solutions". 5/ The distinctive features include the following:

(a) Agricultural biodiversity is essential to satisfy basic human needs for food and livelihood security;

(b) Agricultural biodiversity is managed by farmers; many components of agricultural biodiversity depend on this human influence; indigenous knowledge and culture are integral parts of the management of agricultural biodiversity;

(c) There is a great interdependence between countries for the genetic resources for food and agriculture;

(d) For crops and domestic animals, diversity within species is at least as important as diversity between species and has been greatly expanded through agriculture;

(e) Because of the degree of human management of agricultural biodiversity, its conservation in production systems is inherently linked to sustainable use;

(f) Nonetheless, much biological diversity is now conserved ex situ in gene banks or breeders' materials;

(g) The interaction between the environment, genetic resources and management practices that occurs in situ within agro-ecosystems often contributes to maintaining a dynamic portfolio of agricultural biodiversity.

3. The following dimensions of agricultural biodiversity can be identified:

(a) Genetic resources for food and agriculture, including:

(i) Plant genetic resources including pasture and rangeland species and forest genetic resources; 6/

(ii) Animal genetic resources, including fishery genetic resources; 7/

(iii) Microbial and fungal genetic res

Agricultural biological diversity: assessment of ongoing activities and priorities for a programme of work

The Subsidiary Body on Scientific, Technical and Technological Advice recommends that the Conference of the Parties at its fifth meeting:

1. Endorses the programme elements, contained in the annex to this recommendation, contributing to the implementation of decision III/11 of the Conference of the Parties;

2. Urges Parties, Governments, international and regional organizations, civil-society organizations and other relevant bodies to promote, and, as appropriate, carry out, the programme of work and to promote regional and thematic cooperation, as appropriate, within this framework;

3. Considers the need for arrangements to provide financial support, in accordance with Article 21 of the Convention, for activities and capacity building for the implementation of the programme of work;

4. Requests the Executive Secretary to invite the Food and Agriculture Organization of the United Nations to continue to work together with other relevant bodies, and also to expand cooperation by inviting other relevant organizations (such as the United Nations Development Programme, the United Nations Environment Programme, the World Bank, regional development banks, the centres of the Consultative Group on International Agricultural Research and other international agricultural research centres, and IUCN-The World Conservation Union), in supporting the implementation of the programme of work, and to avoid duplication of activities.

Annex

DRAFT PROGRAMME OF WORK ON AGRICULTURAL BIODIVERSITY

A. Overall objectives, approach and guiding principles

1. The overall aim of the programme of work is to promote the objectives of the Convention in the area of agricultural biodiversity, in line with relevant decisions of the Conference of Parties, notably decisions II/15, III/11 and IV/6. This programme of work will also contribute to the implementation of chapter 14 of Agenda 21 (Sustainable agriculture and rural development). The scope of agricultural biodiversity is described in the appendix hereto.

2. More specifically, the objectives, as spelt out in paragraph 1 of decision III/11 of the Conference of the Parties to the Convention on Biological Diversity, are:

(a) To promote the positive effects and mitigate the negative impacts of agricultural systems and practices on biological diversity in agro-ecosystems and their interface with other ecosystems;

(b) To promote the conservation and sustainable use of genetic resources of actual and potential value for food and agriculture;

(c) To promote the fair and equitable sharing of benefits arising out of the use of genetic resources.

3. The proposed elements of the programme of work have been developed bearing in mind the need:

(a) To support the development of national strategies, programmes and action plans concerning agricultural biodiversity, in line with decision III/11 of the Conference of the Parties to the Convention on Biological Diversity, and to promote their integration in sectoral and cross-sectoral plans, programmes and policies;

(b) To build upon existing international plans of action, programmes and strategies that have been agreed by countries, in particular, the Global Plan of Action for the Conservation and Sustainable Utilization of Plant Genetic Resources for Food and Agriculture, the Global Strategy for the Management of Farm Animal Genetic Resources, and the International Plant Protection Convention (IPPC);

(c) To ensure harmony with the other relevant programmes of work under the Convention on Biological Diversity, including those relating to forest biological diversity, inland water biological diversity, marine and coastal biological diversity, and dry and sub-humid lands, as well as with cross-cutting issues such as access and benefit-sharing, sustainable use, indicators, alien species, the Global Taxonomy Initiative, and issues related to Article 8(j);

(d) To promote synergy and coordination, and to avoid duplication, between relevant programmes of various international organizations and between programmes at the national and regional levels established under the auspices of international organizations, while respecting the mandates and existing programmes of work of each organization and the intergovernmental authority of the respective governing bodies, commissions and other forums.

4. In implementing the programme of work, the ecosystem approach adopted under the Convention on Biological Diversity will be applied. The application of this approach implies, inter alia, intersectoral cooperation, decentralization of management to the lowest level appropriate, equitable distribution of benefits, and the use of adaptive management policies that can deal with uncertainties and are modified in the light of experience and changing conditions. The implementation process will also build upon the knowledge, innovations and practices of local communities and thus complement Article 8(j) of the Convention. A multi-disciplinary approach that takes into account scientific, social and economic issues is required.

5. The proposed programme of work has been developed in the light of the basis for action annexed to decision III/11. Its implementation, particularly the implementation of programme element 1, will shed further light on the status and trends of agricultural biodiversity.

B. Proposed elements of a programme of work

6. Based on the above, the following elements for a programme of work are proposed as options to be considered by the Conference of the Parties. It is important to note that the four programme elements are intended to be mutually reinforcing: outputs of certain elements would feed into others. Accordingly, the ordering of the elements does not imply sequential implementation. However prioritization of activities within each programme element will be necessary as set out in the sections on ways and means and timing of expected outputs. Within the framework of this programme of work, targeted cooperative initiatives may be launched. For example, an "International Pollinators Initiative" is proposed based on the recommendations of the Sao Paulo International Workshop on the Conservation and Sustainable Use of Pollinators in Agriculture, with Emphasis on Bees.

Programme element 1. Assessments

Operational objective

To provide a comprehensive analysis of status and trends of the world's agricultural biodiversity and of their underlying causes (including a focus on the goods and services agricultural biodiversity provides), as well of local knowledge of its management.

Rationale

Processes for country-driven assessments are in place, or under development, for the crop and farm-animal genetic resources components. The assessments draw upon, and contribute to, comprehensive data and information systems. There is also much information about resources that provide the basis for agriculture (soil, water), and about land cover and use, climatic and agro-ecological zones. However, further assessments may be needed, for example, for microbial genetic resources, for the ecosystem services provided by agricultural biodiversity such as nutrient cycling, pest and disease regulation and pollination, and for social and economic aspects related to agricultural biodiversity. Understanding of the underlying causes of the loss of agricultural biodiversity is limited, as is understanding of the consequences of such loss for the functioning of agricultural ecosystems. Moreover, the assessments of the various components are conducted separately; there is no integrated assessment of agricultural biodiversity as a whole. There is also lack of widely accepted indicators of agricultural biodiversity and its various components. The further development and application of such indicators, as well as assessment methodologies, are necessary to allow an analysis of the status and trends of agricultural biodiversity and its various components and to facilitate the identification of biodiversity-friendly agricultural practices (see programme element 2).

Activities

1.1. Support the ongoing or planned assessments of different components of agricultural biodiversity, for example, the reports on the state of the world's plant genetic resources for food and agriculture, 2/ and the state of the world's animal genetic resources for food and agriculture, as well as other relevant reports and assessments by FAO and other organizations, elaborated in a country-driven manner through consultative processes.

1.2. Promote and develop specific assessments of additional components of agricultural biodiversity that provide ecological services, drawing upon the outputs of programme element 2. This might include targeted assessments on priority areas (for example, loss of pollinators, pest management and nutrient cycling).

1.3. Develop methods and techniques for assessing and monitoring the status and trends of agricultural biodiversity, including:

(a) For a limited set of criteria, indicators of agricultural biodiversity to facilitate monitoring and assessment of the status and trends in different production systems and environments, and the impacts of various practices, building wherever possible on existing work, in accordance with SBSTTA recommendation V/11, on the development of indicators on biological diversity;

(b) An agreed terminology and classification for agro-ecosystems and production systems to facilitate the comparison and synthesis of various assessments and monitoring of different components of agricultural biodiversity, at all levels and scales, between countries and partner organizations; 3/

(c) Data and information exchange on agricultural biodiversity, in particular through the clearing-house mechanism under the Convention on Biological Diversity, building on existing networks, databases, and information systems;

(d) Methodology for analysis of the trends of agricultural biodiversity and its underlying causes, including socio-economic causes.

Ways and means

Exchange and use of experiences, information and findings from the assessments shall be facilitated by Parties, Governments and networks with consultation between countries and institutions, including use of existing networks.

Country-driven assessments of genetic resources of importance for food and agriculture (activity 1.1) shall be implemented, including through programmes of FAO and in close collaboration with other organizations, such as CGIAR. Resources may need to be identified to support additional assessments (activity 1.2), which would draw upon elements of existing programmes of international organizations, and the outputs of programme element 2.

This programme element, particularly activity 1.3, will be supported through catalytic activities, building upon and bringing together existing programmes, in order to develop agricultural biodiversity indicators, agreed terminology, etc., through, inter alia, technical workshops, meetings and consultations, e-mail conferences, preparation of discussion papers, and travel. Funding of these catalytic activities would be through the Secretariat, with in-kind contributions from participating organizations.

Timing of expected outputs

A key set of standard questions and a menu of potential indicators of agricultural biodiversity that may be used by Parties at their national level, and agreed terminology of production environments by 2002.

Reports on the state of the world's genetic resources, as programmed, leading progressively towards a comprehensive assessment and understanding of agricultural biodiversity, with a focus on the goods and services it provides, by 2010.

Programme element 2. Adaptive management

Operational objective

To identify management practices, technologies and policies that promote the positive and mitigate the negative impacts of agriculture on biodiversity, and enhance productivity and the capacity to sustain livelihoods, by expanding knowledge, understanding and awareness of the multiple goods and services provided by the different levels and functions of agricultural biodiversity.

Rationale

There are large and fairly well-defined research agendas for genetic resources for food and agriculture. These include the development of complementary conservation and use strategies, and a focus on developing the conservation and use of under-utilized species. There are also an increasing number of case-studies on, for example, farm and in situ conservation of genetic resources, and community integrated pest management. However, far more understanding is needed of the multiple functions of biodiversity in production systems. Much more research is needed, for example, to examine the relationship between diversity, resilience and production in agro-ecosystems.

A blend of traditional and newer practices and technologies is used in agriculture, which utilize, or impact on, agricultural biodiversity in different ways, with particular consequences for biological diversity and for the sustainability and productivity of agricultural systems. A better understanding and application of these complex interactions could help to optimize the management of agricultural biodiversity in production systems.

Such work is essential in order to meet the objectives of decision III/11 of the Conference of the Parties to promote the positive and mitigate the negative impacts of agriculture on biological diversity, and enhance productivity and capacity to sustain livelihoods.

Activities

2.1. Carry out a series of case-studies, in a range of environments and production systems, and in each region:

(a) To identify key goods and services provided by agricultural biodiversity, needs for the conservation and sustainable use of components of this biological diversity in agricultural ecosystems, and threats to such diversity;

(b) To identify best management practices; and

(c) To monitor and assess the actual and potential impacts of existing and new agricultural technologies.

This activity would address the functions of agricultural biodiversity and the interaction between the various components, as set out in the appendix hereto with a focus on certain specific and cross-cutting issues, such as:

(a) The role and potential of wild, under-utilized and neglected species and products;

(b) The role of genetic diversity in providing resilience, reducing vulnerability, and enhancing adaptability of production systems to changing environments and needs;

(c) The synergies and interactions between different components of agricultural biodiversity;

(d) The role of pollinators, with particular reference to their economic benefits, and the effects of introduced species on indigenous pollinators and other aspects of biological diversity;

(e) The role of soil and other below-ground biodiversity in supporting agricultural production systems, especially in nutrient cycling;

(f) Pest and disease control mechanisms, including the role of natural enemies and other organisms at field and landscape levels, host plant resistance, and implications for agro-ecosystem management;

(g) The wider ecosystem services provided by agricultural biodiversity;

(h) The role of different temporal and spatial patterns in mosaics of land use, including complexes of different habitats;

(i) Possibilities of integrated landscape management as a means for the conservation and sustainable use of biodiversity.

2.2. Identify and promote the dissemination of information on cost-effective practices and technologies, and related policy and incentive measures that enhance the positive and mitigate the negative impacts of agriculture on biological diversity, productivity and capacity to sustain livelihoods, through:

(a) Comprehensive analyses in selected production systems of the costs and benefits of alternative management practices as identified from activity 2.1, and the valuation of the goods and services provided by agricultural biodiversity;

(b) Comprehensive analyses of the impacts of agricultural production, including their intensification and extensification, on the environment and identification of ways to mitigate negative and promote positive impacts;

(c) Identification, at international and national levels, in close collaboration with relevant international organizations, of appropriate marketing and trade policies, legal and economic measures which may support beneficial practices:

(i) Promotion of neglected and under-utilized crops;

(ii) Promotion of local and indigenous knowledge;

(iii) Measures to add value to products of production systems that sustain biodiversity, and to diversify market opportunities;

(iv) Access and benefit-sharing measures and intellectual property issues;

(v) Economically and socially sound measures that act as incentives, in accordance with Article 11 and consistent with Article 22; and

(vi) Training and capacity-building in support of the above.

Ways and means

Case-studies will be carried out by national institutions, civil-society organizations, and research institutes, with support from international organizations for catalysing preparation of studies, mobilizing funds, disseminating results, and facilitating feedback and lessons learned to case-study providers and policy makers. Resources may need to be identified to promote such studies, to analyse the results and to provide necessary capacity-building and human-resource development, especially at the inter-community or district level. Where a need is identified, for example, through lessons learned from earlier case-studies, the Subsidiary Body on Technical, Technological Advice or the Conference of the Parties will be consulted to consider the promotion of regional or global programmes of case-studies, or focused research activities.

Timing of expected outputs

Thirty selected case-studies published, analysed and disseminated by 2005. The case-studies should be representative of regional issues and prioritize best practices and lessons learned that can be broadly applied.

Programme element 3. Capacity-building

Operational objective

To strengthen the capacities of farmers, their communities, and organizations and other stakeholders, including agro-enterprises, to manage agricultural biodiversity so as to increase the benefits they derive from the sustainable use of agricultural biodiversity, and to promote increased awareness and responsible action.

Rationale

The management of agricultural biodiversity involves many stakeholders and often implies transfers of costs and benefits between stakeholder groups. It is therefore essential that mechanisms be developed not only to consult stakeholder groups, but also to facilitate their genuine participation in decision-making and in the sharing of benefits.

The sustainable management of agricultural biodiversity by farmers and their communities, in particular, is a prerequisite to achieving sustainable increases in food and livelihood security and to protecting natural resources. Decision III/11, paragraph 17 (c), of the Conference of the Parties encourages Parties to promote the "mobilization of farming communities, including indigenous and local communities for the development, maintenance and use of their knowledge and practices in the conservation and sustainable use of biological diversity in the agricultural sector". By paragraph 15 of the same decision, countries are encouraged "to set up and maintain local-level forums for farmers, researchers, extension workers and other stakeholders to evolve genuine partnerships". There is a largely unrealized potential to improve the management of various aspects of agricultural biodiversity at the level of the agro-ecosystem, through, for example, participatory breeding and selection strategies. Farmer groups, and other producer organizations, can be instrumental in furthering the interests of farmers in optimizing sustainable, diversified, production systems and consequently in promoting responsible actions concerning the conservation and sustainable use of agricultural biodiversity. Consumer organizations are also increasingly influential in this regard.

Activities

3.1 Promote enhanced capabilities to manage agricultural biodiversity by promoting partnerships among researchers, extension workers and farmers in research and development programmes for biological diversity conservation and sustainable use of biological diversity in agriculture. To achieve this, countries should be encouraged to set up and maintain, inter alia, local level forums for farmers, including indigenous farmers using traditional knowledge, researchers, extension workers and other stakeholders to evolve genuine partnerships, including training and education programmes.

3.2 Enhance the capacity of indigenous and local communities for the development of strategies and methodologies for in situ conservation, sustainable use and management of agricultural biological diversity, building on indigenous knowledge systems.

3.3. Provide opportunities for farmers and local communities, and other stakeholder groups, to participate in the development and implementation of national strategies, plans and programmes for agricultural biodiversity, through decentralized policies and plans, and local government structures.

3.4. Identify and promote possible improvements in the policy environment, including benefit-sharing arrangements and incentive measures, to support local-level management of agricultural biodiversity.

3.5 Promote awareness about the value and functions of agricultural biodiversity for sustainable productivity amongst producer organizations, agricultural cooperatives and enterprises, and consumers, with a view to promoting responsible practices.

3.6 Promote networks of farmers and farmers' organizations at regional level for exchange of information and experiences.

Ways and means

This programme element is to be implemented primarily through initiatives within countries, including through extension services, local government, educational and civil-society organizations, including farmer/producer and consumer organizations and mechanisms emphasizing farmer-farmer exchange. This programme element would engage the widest possible range of civil-society organizations, including those not normally linked to biodiversity initiatives.

Funding is likely to be on a project or programme basis. Catalytic support may need to be provided through national, regional and global programmes, organizations, facilities and funding mechanisms, in particular to support capacity-building, exchange and feedback of policy and market information, and of lessons learned from this and programme element 2, between local organizations and policy makers, nationally, regionally and globally.

Timing of expected outputs

Progressive establishment of local-level forums and regional networks, with a coverage target of at least 1,000 communities by 2010.

Examples at country level of operational mechanisms for participation by a wide range of stakeholder groups including civil-society organizations, by 2002.

Involvement of farmers and local communities in the majority of national programmes by 2010.

Programme element 4. Mainstreaming

Operational objective

To support the development of national plans or strategies for the conservation and sustainable use of agricultural biodiversity and to promote their mainstreaming and integration in sectoral and cross-sectoral plans and programmes.

Rationale

Many countries are now developing biodiversity strategies and action plans in the context of the Convention on Biological Diversity, and many also have a number of other policies, strategies and plans related to agriculture, the environment and national development. 4/ Moreover, countries have agreed on global action plans for major components of biological diversity, such as plant genetic resources for food and agriculture, and, in Agenda 21 and the World Food Summit Plan of Action, on plans for sustainable development and food security in general.

In most countries, activities related to agricultural biodiversity are undertaken primarily by ministries responsible for agriculture. There is clearly a need to mainstream the action plans for components of agricultural biodiversity in sectoral development plans concerned with food, agriculture, forestry and fisheries, and to promote synergy and avoid duplication between the plans for the various components. Together with other thematic programmes of work, this could contribute to the integration of biodiversity considerations in national plans.

Development and implementation of action plans requires reliable and accessible information, but many countries do not have well developed information, communication or early-warning systems or the capacity to respond to identified threats.

Activities

4.1. Support the institutional framework and policy and planning mechanisms for the mainstreaming of agricultural biodiversity in agricultural strategies and action plans, and its integration into wider strategies and plans for biological diversity, through:

(a) Support for relevant institutions in the conduct of assessments on the status and trends of agricultural biodiversity within the context of ongoing biodiversity and sectoral assessments;

(b) Development of policy and planning guidelines, and training materials, and support for capacity-building initiatives at policy, technical and local levels in agricultural and environmental forums for the development, implementation, monitoring and evaluation of policies, programmes and actions for the conservation and sustainable use of agricultural biodiversity; and

(c) Improved consultation, coordination, and information-sharing within countries among respective focal points and lead institutions, relevant technical committees and coordinating bodies, to promote synergy in the implementation of agreed plans of action and between ongoing assessments and intergovernmental processes.

4.2. Support the development or adaptation of relevant systems of information, early warning and communication to enable effective assessment of the state of agricultural biodiversity and threats to it, in support of national strategies and action plans, and of appropriate response mechanisms.

4.3. Promote public awareness of the goods and services provided by agricultural biological diversity, and the value and importance of such diversity for agriculture and for society in general.

4.4. Promote ongoing and planned activities for the conservation, on farm, in situ, and ex situ, in particular, in the countries of origin, of the variability of genetic resources for food and agriculture, including their wild relatives.

Ways and means

Activities would be implemented primarily at national level through enhanced communication, coordination mechanisms and planning processes that involve all stakeholder groups, facilitated by international organizations, and by funding mechanisms.

This programme element should draw upon the experience of ongoing programmes (such as UNEP's support to national biodiversity strategies and action plans) and a critical analysis of existing practice.

National, regional and international projects and programmes that address policy and institutional development within specific sectors should make provision, as appropriate, for integration across sectors. Similarly, the development of guidelines should be carried out within the context of the objectives of this programme element.

Resources may need to be identified to further develop or adapt early-warning systems, including the capacity to identify thresholds and action needed, and for pilot examples of effective and sustainable response mechanisms to address threats at local, national and supranational levels.

Timing of expected outputs

Progressively increased capacity at national level for information management, assessment and communication. Over 100 countries to participate in various assessments under activities 1.1 and 1.2 by 2005.

Coordination between sectoral assessments and plans of action at national level in the majority of countries by 2005.

Range of guidelines published at the international level (on topics to be determined according to needs at national and regional levels).

Appendix

THE SCOPE OF AGRICULTURAL BIODIVERSITY

1. Agricultural biodiversity is a broad term that includes all components of biological diversity of relevance to food and agriculture, and all components of biological diversity that constitute the agro-ecosystem: the variety and variability of animals, plants and micro-organisms, at the genetic, species and ecosystem levels, which are necessary to sustain key functions of the agro-ecosystem, its structure and processes,in accordance with annex I of decision III/11 of the Conference of the Parties to the Convention on Biological Diversity.

2. The Conference of Parties has recognized "the special nature of agricultural biodiversity, its distinctive features, and problems needing distinctive solutions". 5/ The distinctive features include the following:

(a) Agricultural biodiversity is essential to satisfy basic human needs for food and livelihood security;

(b) Agricultural biodiversity is managed by farmers; many components of agricultural biodiversity depend on this human influence; indigenous knowledge and culture are integral parts of the management of agricultural biodiversity;

(c) There is a great interdependence between countries for the genetic resources for food and agriculture;

(d) For crops and domestic animals, diversity within species is at least as important as diversity between species and has been greatly expanded through agriculture;

(e) Because of the degree of human management of agricultural biodiversity, its conservation in production systems is inherently linked to sustainable use;

(f) Nonetheless, much biological diversity is now conserved ex situ in gene banks or breeders' materials;

(g) The interaction between the environment, genetic resources and management practices that occurs in situ within agro-ecosystems often contributes to maintaining a dynamic portfolio of agricultural biodiversity.

3. The following dimensions of agricultural biodiversity can be identified:

(a) Genetic resources for food and agriculture, including:

(i) Plant genetic resources including pasture and rangeland species and forest genetic resources; 6/

(ii) Animal genetic resources, including fishery genetic resources; 7/

(iii) Microbial and fungal genetic resources.

These constitute the main units of production in agriculture, including cultivated species, domesticated species and managed wild plants and animals;

(b) Components of agricultural biodiversity that provide ecological services. These include a diverse range of organisms in agricultural production systems that contribute, at various scales to, inter alia:

(i) Nutrient cycling, decomposition of organic matter and maintenance of soil fertility;

(ii) Pest and disease regulation;

(iii) Pollination;

(iv) Maintainance and enhancement of local wildlife and habitats in their landscape,

(v) Maintainance of the hydrological cycle;

(vi) Erosion control;

(vii) Climate regulation and carbon sequestration;

(c) Abiotic factors, which have a determining effect on these aspects of agricultural biodiversity;

(d) Socio-economic and cultural dimensions since agricultural biodiversity is largely shaped by human activities and management practices. These include:

(i) Traditional and local knowledge of agricultural biodiversity, cultural factors and participatory processes;

(ii) Tourism associated with agricultural landscapes;

(iii) Other socio-economic factors.

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2/ It should be noted that the FAO Commission on Genetic Resources for Food and Agriculture has decided that the second report on the state of the world's plant genetic resources will be prepared, only once the negotiations for the revision of the International Undertaking have been completed.

3/ This would draw upon, and not seek to replace, existing classification systems for ecosystems and farming systems (e.g., eco-region, agro-ecological zones, landscapes, land evaluation systems, production systems/environments, farming systems and farm typologies, etc.), taking into account physical resources (air, climate, land, water, vegetation types), human resource attributes (population intensity, land-use pressures, settlement patterns), and degree of market integration.

4/ These include agricultural sector plans, national environment action plans, national sustainable development strategies, national forestry action plans, World Bank plans for structural adjustment, etc.

5/ See decision II/15 of the Conference of the Parties to the Convention on Biological Diversity.

6/ Forest genetic resources are considered under the work programme on forest biodiversity. For the purpose of the present programme of work, the focus is on trees that are an integral part of farming systems.

7/ Aspects of fishery genetic resources may be considered under the work programmes on inland waters and marine and coastal biodiversity. For the purposes of the present programme of work, the focus is on fish production that is part of farming systems.

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  • United Nations Environment Programme