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Decision COP IX/14

UNEP/CBD/COP/DEC/IX/14

Technology transfer and cooperation

The Conference of the Parties

Strategy for implementing the programme of work on technology transfer and technological and scientific cooperation

Informational

1. Notes with appreciation the work of the Ad Hoc Technical Expert Group on Technology Transfer and Scientific and Technological Cooperation, which met in Geneva, from 10 to 12 September 2007, as well as the cooperation of the United Nations Conference on Trade and Development and of the United Nations Environment Programme, and the financial support provided by the Government of Spain, for the organization of the meeting of the Expert Group;

Informational

2. Takes note of the strategy for the practical implementation of the programme of work on technology transfer and scientific and technological cooperation developed by the Expert Group as annexed to the present decision, as a preliminary basis for concrete activities by Parties and international organizations;

Informational

3. Reiterates the need for immediate implementation of the programme of work on technology transfer and scientific and technological cooperation;

Operational Executive Secretary of the Convention on Biological Diversity Relevant organizations

4. Requests the Executive Secretary to compile and analyse, in cooperation with relevant organizations and initiatives, information and good practices on the process of identifying modes of cooperation on science, technology and innovation, technologies, technology needs assessments and existing technology transfer agreements, and to make this information available through the clearing-house mechanism of the Convention;

Biodiversity Technology Initiative

Informational

5. Takes note of the exploration contained in the note by the Executive Secretary of possibilities of developing a Biodiversity Technology Initiative (BTI), taking into account the Climate Technology Initiative (CTI) (UNEP/CBD/COP/9/18/Add.1), bearing in mind that the Biodiversity Technology Initiative would facilitate enhanced interaction with Parties with identified capacity/technology building needs and international organizations, Parties, or other relevant organizations, which could assist in capacity‑building and technology transfer;

Operational Executive Secretary of the Convention on Biological Diversity Relevant organizations

6. Requests the Executive Secretary, in cooperation with relevant partner organizations, to:

Operational Executive Secretary of the Convention on Biological Diversity Relevant organizations

(a) Identify options for activities to be included in a prospective Biodiversity Technology Initiative as well as for the structure, functioning and governance of a Biodiversity Technology Initiative;

Operational Executive Secretary of the Convention on Biological Diversity Relevant organizations

(b) Complete, as necessary, the list of criteria for selecting the host institution of the Biodiversity Technology Initiative, bearing in mind the possibility of the Initiative being hosted by the Secretariat of the Convention;

Operational Executive Secretary of the Convention on Biological Diversity Relevant organizations WGRI

and to submit the options and the list of criteria to the Ad Hoc Open-ended Working Group on Review of Implementation of the Convention at its third meeting for its consideration;

Operational WGRI

7. Requests the Ad Hoc Open-ended Working Group on Review of Implementation of the Convention at its third meeting to review the options and the list of criteria referred to above with a view to finalize them for consideration by the Conference of the Parties at its tenth meeting;

Technical study on the role of intellectual property rights in technology transfer in the context of the Convention

Informational

8. Takes note of the technical study on the role of intellectual property rights in technology transfer in the context of the Convention (UNEP/CBD/COP/9/INF/7);

Operational Executive Secretary of the Convention on Biological Diversity

9. Requests the Executive Secretary to explore options for fast-tracking to allow for quicker financing and access by developing countries to relevant technologies in the public domain, the transfer and application of which does not involve intellectual property rights issues; 

Informational

10. Notes with appreciation the cooperation of the United Nations Conference on Trade and Development and the World Intellectual Property Organization in the preparation of the study referred to in para 8 above;

Operational International organizations

11. Recalling Article 16 paragraphs 2, 3 and 5 of the Convention, invites relevant international organizations and initiatives, research institutions at all levels, and non-governmental organizations, to undertake further research on the role of intellectual property rights in technology transfer in the context of the Convention, such as:

Operational International organizations

(a) More in-depth analysis of new open-source-based modes of innovation, as well as other additional options to intellectual property rights;

Operational International organizations

(b) More empirical studies on the extent of use of patent data information in research and development in different sectors;

Operational International organizations

(c) Further empirical analysis on the scope and extent of patent clustering on technologies and other associated biological materials that are necessary inputs to desired technology development processes and on how prospective technology users in developing countries cope with patent clustering;

Operational International organizations

(d) Further examination by relevant international organizations of the overall trends in the application of the flexibilities provided by the Agreement on Trade-related Aspects of Intellectual Property Rights (TRIPs);

Information systems

Operational Executive Secretary of the Convention on Biological Diversity

12. Takes note of the progress made in enhancing the clearing-house mechanism as a key mechanism in technology transfer and technological and scientific cooperation, including provision of information on patent registry systems, and requests the Executive Secretary to continue the work, including by preparing offline tools for information dissemination, such as brochures and CD-Roms; 

Cooperation

Operational Parties

13. Encourages Parties to engage in South-South technology transfer and cooperation on science, technology and innovation, as well as explore alternative models for triangular, regional or multilateral cooperation, as complementary mechanisms to North-South activities;

Operational Executive Secretary of the Convention on Biological Diversity

14. Underlining the importance of establishing or strengthening cooperation with relevant processes in other conventions and international organizations, with a view to ensure consistency and mutual supportiveness, maximize possible synergy, and avoid duplication of work, requests the Executive Secretary to: 

Operational Executive Secretary of the Convention on Biological Diversity

(a) Facilitate national, regional and international information exchange through to the clearing-house mechanism, including, as appropriate, through interoperability mechanisms;

Operational Executive Secretary of the Convention on Biological Diversity

(b) Continue to exchange information on activities with other relevant expert bodies, such as the Expert Group on Technology Transfer under the United Nations Framework Convention on Climate Change, as well as through the joint liaison groups of the three Rio conventions and the biodiversity‑related conventions;

Operational Executive Secretary of the Convention on Biological Diversity

(c) Explore options for joint workshops with other conventions on, for instance, technologies of joint interest and relevance;

Operational Executive Secretary of the Convention on Biological Diversity United Nations Environment Programme

(d) Cooperate with the United Nations Environment Programme (UNEP)  and the Bali Strategic Plan for Technology Support and Capacity-Building with a view to identify why possible collaborative activities and options for synergies;

Funding mechanisms

Operational

15. Decides that the strategy for resource mobilization shall fully reflect the needs of developing country Parties for access to and transfer of technology and their innovation needs, and related scientific and institutional capacity-building needs, for effective implementation of the Convention; 

Operational Parties Other Government(s)

16. Urges Parties and other Governments to honour their commitments related to finance and technology transfer under Agenda 21, and reiterated at the World Summit, by intensifying their contribution to technology transfer and cooperation on science, technology and innovation, and urges Parties to fully implement their obligations under Articles 16 to 19 of the Convention;

Operational Global Environment Facility

17. Requests the Global Environment Facility to:

Operational Global Environment Facility

(a) Provide support to developing country Parties in the preparation of national assessments of technology needs for implementation of the Convention; 

Operational Global Environment Facility

(b) Continue to support ongoing national programmes for the conservation and sustainable use of biodiversity through improved access to and transfer of technology and innovation;

Operational Global Environment Facility

(c) Consider possibilities to provide funding under enabling activities for the provision of capacity-building, where needed, on, inter alia:

Operational Global Environment Facility

(i) Technologies for conservation and sustainable use;

Operational Global Environment Facility

(ii) Governance and regulatory frameworks associated with access and transfer of technology and innovation.